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Verified Executive Record VP of Finance · Washington, D.C.

Mike Spero

Chief Compliance Officer

Washington Crossing Advisors
Washington DC-Baltimore Area Financial Services SMTP Mailbox Active
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About

Mike Spero currently serves as Chief Compliance Officer at Washington Crossing Advisors in Washington DC-Baltimore Area. Prior to this role, Mike Spero held responsibilities as Chief Compliance Officer at EquityCompass Investment Management, LLC, bringing extensive domain expertise across the Financial Services ecosystem.

Work History

Chief Compliance Officer

Washington Crossing Advisors
July 2021 – Present

Chief Compliance Officer

EquityCompass Investment Management, LLC
July 2021 – Present

Chief Compliance Officer

North Atlantic Capital Management
July 2021 – Present

Chief Compliance Officer

Stifel Capital Management
October 2023 – Present

Chief Compliance Officer

Stifel Financial Corp.
January 2024 – Present

Chief Operating Officer - Asset Management

Stifel Financial Corp.
April 2022 – Present
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